The Consolidated Audit Trail
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com is designed to help connect companies seeking broker dealer, funding, underwriting, or lead manager or prospectus. And offering memorandum assistance for debt and equity offerings. Access 35 unique global broker dealer databases, the largest securities dealer directory worldwide.
The Legal Entity Identifier Regulatory Oversight Committee - LEI ROC. Is a 20-character, alpha-numeric code, to uniquely identify legally distinct entities that engage in financial transactions. The ROC was established as a stand-alone committee after recommendations. A result of joint public an.
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9509 Key West Ave
Rockville, Maryland, 20850
United States
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The Consolidated Audit TrailDESCRIPTION
The Consolidated Audit Trail. The Consolidated Audit Trail. The Consolidated Audit Trail will track orders throughout their life cycle and identify the broker-dealers handling them, thus allowing regulators to more efficiently track activity in Eligible Securities throughout the U.S. markets. The primary goal of Securities and Exchange Commission SEC Rule 613. Is to improve the ability of the SEC and the Self-Regulatory Organizations SROs to oversee trading in the US securities markets. March 28, 2018.PARSED CONTENT
The web page catnmsplan.com had the following on the web page, "The Consolidated Audit Trail will track orders throughout their life cycle and identify the broker-dealers handling them, thus allowing regulators to more efficiently track activity in Eligible Securities throughout the U." We saw that the webpage said " The primary goal of Securities and Exchange Commission SEC Rule 613." It also said " Is to improve the ability of the SEC and the Self-Regulatory Organizations SROs to oversee trading in the US securities markets."ANALYZE SUBSEQUENT DOMAINS
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